Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Harding Cote is a financial professional with over 20 years of experience in the industry. Charles has a broad range of experience with firms including American Funds Distributors, Inc., MML Investors Services, Inc., Princor Financial Services Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Currently, Charles is registered with J.p. Morgan Institutional Investments Inc. Charles is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/07/2016 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
CA
03/30/2006 - 12/18/2015
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
MA
09/07/2004 - 02/24/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
07/29/1998 - 07/14/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
08/09/1996 - 04/24/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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