Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Hafner Travis is a financial advisor with Curi RMB Capital, LLC. Charles is registered with the state of Illinois and has over 30 years of experience in the financial services industry. Charles has experience working with a variety of clients, including individuals, families, businesses, and institutions. Curi RMB Capital, LLC offers a range of investment advisory services, including portfolio management, financial planning, and pension consulting. Charles is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Sponsor, general partner, managing member (or equivalent) of pooled investment vehicles
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/13/2007 - Present
Curi RMB Capital, LLC (CHICAGO IL)
NY
11/01/2004 - 06/30/2006
FIRST ALBANY CAPITAL INC. (NEW YORK NY)
IL
08/01/1999 - 01/02/2003
CONNING & COMPANY (OAKBROOK TERRACE IL)
IL
01/12/1990 - 09/10/1999
NODDINGS AND ASSOCIATES, INC. (OAKBROOK TERRACE IL)
NY
01/13/1986 - 02/01/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
10/28/1982 - 01/30/1986
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
01/30/1982 - 11/04/1982
E. F. HUTTON & COMPANY INC
IA
Issued 01/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/1993
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Charles Travis is the right advisor for you? Invested Better is here to help.
