Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Kim is a financial professional with over 10 years of experience in the industry. Charles is currently registered with Houlihan Lokey Capital, Inc. in California. Charles has held previous roles at Morgan Stanley & Co. LLC, Houlihan Lokey Capital, Inc., Lazard Frères & Co. LLC, and J.P. Morgan Securities LLC. Charles holds the Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/22/2022 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
07/26/2021 - 07/05/2022
MORGAN STANLEY & CO. LLC (Los Angeles CA)
CA
03/27/2020 - 07/07/2021
HOULIHAN LOKEY CAPITAL, INC. (LOS ANGELES CA)
NY
12/22/2018 - 10/04/2019
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
08/23/2010 - 10/25/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 05/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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