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Charles H Gaffney

Jefferies LLC

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About Charles H Gaffney

Charles Gaffney has been in the financial industry since 1993. He holds the Series 16 exam. Charles currently works at Jefferies LLC, a broker dealer. Charles has also worked for Morgan Stanley, Morgan Stanley & Co. LLC, E*TRADE Securities LLC, Lehman Brothers Inc., Donaldson, Lufkin & Jenrette Securities Corporation, and Morgan Stanley & Co., Incorporated.

Firm Information

Charles Gaffney is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Gaffney’s Registration & Firm History

NY

10/03/2023 - Present

Jefferies LLC (NEW YORK NY)

NY

06/01/2009 - 09/20/2023

MORGAN STANLEY (PURCHASE NY)

NY

06/01/2004 - 09/20/2023

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NJ

12/10/2020 - 09/05/2023

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NY

08/24/2000 - 06/09/2004

LEHMAN BROTHERS INC. (NEW YORK NY)

NJ

06/24/1998 - 08/22/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

06/09/1993 - 06/24/1998

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/26/1991

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charles H Gaffney.
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