Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Armstrong is a financial professional with over 19 years of experience in the industry. Charles is registered with Northwestern Mutual Investment Services, LLC and is licensed in 35 states. Charles is also a Series 66 and Series 63 licensed representative and holds the Series 7 and SIE licenses. Charles is located in Dallas, Texas and works out of the Northwestern Mutual Investment Services, LLC office located at 5420 Lyndon B Johnson, 2 LINCOLN CENTRE # 1300 in Dallas, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
05/13/2004 - Present
Northwestern Mutual Investment Services, LLC (DALLAS TX)
BOTH
Issued 08/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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