Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Gregory Guerra is a registered investment advisor with Wells Fargo Clearing Services, LLC. Charles has been working in the financial services industry since 1998 and has been with Wells Fargo Clearing Services, LLC since 2008. Previously, Charles worked with A.G. Edwards & Sons, Inc. and CIGNA Securities, Inc. Charles holds a Series 6, 7, 22, 31 and 66 license. Charles is also registered in Texas and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (SAN ANTONIO TX)
TX
07/13/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN ANTONIO TX)
NA
10/16/1986 - 08/23/1988
CIGNA SECURITIES, INC.
BOTH
Issued 06/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/15/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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