Unclaimed
Charles Gordon Waterman is a financial advisor with FS Investment Solutions, LLC. Charles Waterman has been in the financial industry since November 2010. He has been registered with FINRA since June 2012 and holds the Series 7 and SIE licenses. Charles Waterman is currently located in Philadelphia, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
06/12/2012 - Present
FS Investment Solutions, LLC (PHILADELPHIA PA)
GA
10/21/2010 - 05/01/2012
FSC SECURITIES CORPORATION (ATLANTA GA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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