Unclaimed
Charles Glenn Nelson is a financial advisor with Wells Fargo Clearing Services, LLC. Charles has been in the financial services industry since 2001. Charles is registered with FINRA and has a Series 7 and 66 license. Charles is also registered with the states of Georgia, Alabama, Arizona, Arkansas, California, Colorado, Florida, Maryland, Michigan, North Carolina, Pennsylvania, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/09/2017 - Present
Wells Fargo Clearing Services, LLC (DULUTH GA)
GA
10/23/2009 - 04/04/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
GA
05/04/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DUNWOODY GA)
FL
05/05/2003 - 04/17/2006
AMHERST SECURITIES GROUP, L.P. (BOCA RATON FL)
TN
06/06/2001 - 04/17/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 05/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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