Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Glen Daniel has been working in the financial industry since 1998. Charles is currently a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Charles has held previous positions with UBS Financial Services Inc. and Huberman Financial Inc. Charles is licensed to provide financial services in several states including Alabama, Arkansas, California, Colorado, Florida, Hawaii, Iowa, Maryland, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/14/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
08/15/2008 - 10/25/2016
UBS FINANCIAL SERVICES INC. (PLANO TX)
TX
06/11/2003 - 08/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANO TX)
TX
05/25/2001 - 05/22/2003
HUBERMAN FINANCIAL INC. (DALLAS TX)
TX
09/28/1998 - 05/29/2001
COASTAL SECURITIES L.P. (HOUSTON TX)
BOTH
Issued 06/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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