Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Giaquinto is a financial professional with over 15 years of experience in the industry. Charles is currently registered with Young America Capital, LLC and is a registered representative in Oregon and Washington. Charles has previously held positions at Paulson Investment Company LLC, Wall Street Access, Merrill Lynch, Pierce, Fenner & Smith Incorporated, MKG Financial Group, Inc., T3 Trading Group, LLC, Monarch Bay Securities, LLC, Meridian Equity Partners, Inc., G-2 TRADING,LLC, D.A. Davidson & Co., Auriga USA, LLC, Henley & Company LLC, Pershing Trading Company, L.P., Maria Fiorini Ramirez Securities, Inc., Robb Peck McCooey Clearing Corporation, Miller Tabak Hirsch & Co., Murphy & & Durieu, Cedar Street Securities Corp., and Banca IMI Securities Corp.. Charles is a highly knowledgeable financial professional with a broad range of experience and expertise in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/01/2022 - Present
Young America Capital, LLC (MAMARONECK NY)
OR
06/07/2022 - 08/22/2022
PAULSON INVESTMENT COMPANY LLC (PORTLAND OR)
NY
04/24/2021 - 03/15/2022
WALL STREET ACCESS (NEW YORK NY)
OR
08/10/2015 - 06/15/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND OR)
OR
01/20/2015 - 05/15/2015
MKG FINANCIAL GROUP, INC. (PORTLAND OR)
NY
10/31/2013 - 05/02/2014
T3 TRADING GROUP, LLC (NEW YORK NY)
OR
03/21/2013 - 08/21/2013
MONARCH BAY SECURITIES, LLC (PORTLAND OR)
NY
10/03/2012 - 12/31/2012
MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)
NY
07/06/2012 - 09/05/2012
G-2 TRADING,LLC (NEW YORK NY)
OR
04/18/2011 - 06/06/2012
D.A. DAVIDSON & CO. (LAKE OSWEGO OR)
NY
09/22/2008 - 10/13/2010
AURIGA USA, LLC (NEW YORK NY)
NY
04/13/2005 - 06/22/2007
HENLEY & COMPANY LLC (NEW YORK NY)
NJ
04/03/1998 - 05/08/2003
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NY
02/15/1998 - 03/17/1998
MARIA FIORINI RAMIREZ SECURITIES, INC. (NEW YORK NY)
NY
11/08/1995 - 03/08/1996
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NY
06/20/1995 - 09/21/1995
MILLER TABAK HIRSCH & CO. (NEW YORK NY)
NY
12/02/1994 - 01/11/1995
MURPHY & DURIEU (NEW YORK NY)
NY
08/05/1992 - 12/10/1992
CEDAR STREET SECURITIES CORP. (NEW YORK NY)
NY
11/29/1991 - 06/30/1992
BANCA IMI SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 06/18/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2021
Series 57TO - Securities Trader Exam
BC
Issued 04/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/02/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/05/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/03/1995
Series 3 - National Commodity Futures Examination
BC
Issued 11/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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