Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Salfity is an investment advisor representative at LPL Financial LLC. Charles has been in the financial services industry since 1979. He has worked for several firms before joining LPL Financial. Charles is a registered investment advisor in California and Texas. He holds Series 7, 24, 63, and 65 licenses. He offers a wide range of financial services, including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/24/2022 - Present
LPL Financial LLC (MANHATTAN BEACH CA)
AZ
01/01/1996 - 07/27/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
07/13/1983 - 12/21/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
09/22/1981 - 07/07/1983
FSC SECURITIES CORPORATION
NA
04/17/1979 - 07/11/1981
INDEPENDENT FINANCIAL PLANNERS CORPORATION
IA
Issued 09/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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