Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Richmond is a financial professional with over 50 years of experience in the industry. Charles is currently registered with LPL Financial LLC, a firm with over $50 billion in assets under management, and serves clients in Colorado, Florida, Michigan, Ohio, and Texas. Charles specializes in providing financial planning, portfolio management, and consulting services to individuals, corporations, and charitable organizations. Prior to joining LPL Financial LLC, Charles held positions at Sigma Financial Corporation, Financial Network Investment Corporation, Washington Square Securities, Inc., Buys-MacGregor, MacNaughton-Greenawalt & Co., and Buys, Mac Gregor and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
12/03/2021 - Present
LPL Financial LLC (JACKSON MI)
MI
02/09/2000 - 12/03/2021
SIGMA FINANCIAL CORPORATION (JACKSON MI)
CA
01/06/1998 - 02/25/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CT
07/25/1988 - 01/06/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NA
11/29/1976 - 06/01/1988
BUYS-MACGREGOR, MACNAUGHTON- GREENAWALT & CO.
NA
08/17/1969 - 11/29/1976
BUYS, MAC GREGOR AND COMPANY
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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