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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Duncan is a financial advisor with over 30 years of experience in the financial services industry. Charles is currently a Managing Director at Beacon Pointe Advisors, LLC. Charles works with individuals, families, and businesses to develop comprehensive financial plans and investment strategies. Charles is a Certified Financial Planner and a Chartered Financial Consultant. Charles is committed to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/13/2022 - Present
Beacon Pointe Advisors, LLC (Carlsbad CA)
CA
09/02/1999 - 04/18/2022
SECURITIES AMERICA, INC. (CARLSBAD CA)
IA
08/10/2000 - 02/27/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
07/19/1988 - 08/27/1999
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
10/25/1995 - 01/29/1997
MANEQUITY, INC. (BOSTON MA)
BOTH
Issued 06/09/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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