Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Anton is a financial advisor with Bluerock Capital Markets LLC, with over 24 years of experience in the industry. Charles has held various positions in the financial services industry, including roles with CCO Capital, LLC, Nuveen Securities, LLC, Quasar Distributors, LLC, Prudential Investment Management Services LLC and Russell Fund Distributors, Inc. Charles holds FINRA Series 6, 7, 24, 63, 65, and SIE licenses. Charles is currently registered in Arkansas, Kansas, Louisiana, Missouri, Oklahoma and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/26/2024 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
AZ
07/25/2022 - 06/28/2024
CCO CAPITAL, LLC (PHOENIX AZ)
IL
05/21/2014 - 07/07/2022
NUVEEN SECURITIES, LLC (CHICAGO IL)
ME
03/13/2013 - 05/01/2014
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
05/12/2009 - 09/27/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (IRVINE CA)
IL
06/27/2000 - 09/16/2005
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
WA
04/30/1998 - 01/13/2000
RUSSELL FUND DISTRIBUTORS, INC. (SEATTLE WA)
MA
06/27/1994 - 03/06/1998
VISTA FUND DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 07/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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