Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Gary Drake is a financial advisor with LPL Financial LLC, located in Guilford, CT. Charles has been in the financial services industry since 2000. Charles holds Series 63, 65, 7 and SIE licenses. He is registered to provide investment advice in 19 states. Previously, Charles worked for CETERA ADVISOR NETWORKS LLC and WALNUT STREET SECURITIES, INC. Charles also provides insurance services through Sterling Holistic Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
07/30/2018 - Present
LPL Financial LLC (GUILFORD CT)
CT
09/03/2013 - 07/30/2018
CETERA ADVISOR NETWORKS LLC (GUILFORD CT)
CT
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (GUILFORD CT)
NY
11/28/2002 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MO
07/12/2000 - 03/22/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 02/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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