Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Garofalo is a financial advisor with Edward Jones, a firm headquartered in St. Louis, Missouri. Charles has been in the financial industry since 1997, and has a strong track record of helping clients reach their financial goals. Charles is registered to provide investment advice in multiple states, including New Jersey, Texas, Florida, New York, Pennsylvania, California, Delaware and Idaho. The firm manages assets for clients across many categories, including high-net-worth individuals, corporations and businesses, and individuals other than high-net-worth. The firm specializes in helping individuals reach their financial goals through financial planning and portfolio management. Charles provides these services to clients in the Succasunna, New Jersey area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
06/14/2024 - Present
Edward Jones (SUCCASUNNA NJ)
NJ
08/25/2022 - 03/26/2024
FIDELITY BROKERAGE SERVICES LLC (MORRISTOWN NJ)
NJ
02/24/2021 - 07/21/2022
PNC INVESTMENTS (MORRISTOWN NJ)
NJ
11/29/2018 - 02/16/2021
SANTANDER SECURITIES LLC (ROCKAWAY NJ)
FL
04/20/2015 - 04/27/2018
MBSC SECURITIES CORPORATION (BOCA RATON FL)
FL
06/01/2009 - 03/23/2015
MORGAN STANLEY (BOCA RATON FL)
NJ
01/16/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
05/29/1998 - 12/01/2006
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NJ
11/21/1996 - 03/12/1997
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
NY
03/25/1996 - 10/21/1996
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NJ
11/23/1994 - 03/04/1996
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BOTH
Issued 02/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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