Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Gardner Grummon is a financial advisor at Wells Fargo Clearing Services, LLC. Charles has been in the financial services industry since January 21, 1997. Charles has a total of 27 state registrations across several states, including Tennessee and Texas. Charles is also registered as an Investment Advisor Representative (IAR) in Tennessee and Texas. Charles has been associated with Wells Fargo Advisors LLC since May 2009 and Wells Fargo Clearing Services, LLC since November 2016. Charles is a Certified Financial Planner. Charles specializes in working with high-net-worth individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
11/03/2016 - Present
Wells Fargo Clearing Services, LLC (BRENTWOOD TN)
TN
05/18/2000 - 03/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRENTWOOD TN)
NY
01/19/1999 - 05/26/2000
J.C. BRADFORD & CO. (NEW YORK NY)
MI
07/14/1995 - 07/09/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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