Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Herendeen is a financial advisor with over 25 years of experience in the industry. Charles has a diverse background, having worked with a range of firms including HSBC Brokerage (USA) Inc., Paychex Securities Corporation, and L.M. Kohn & Company. Currently, Charles is a Registered Representative and Investment Adviser Representative with Osaic Wealth, Inc. and an Investment Adviser Representative with Novem Group. Charles has a broad range of experience, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Charles is also a board member of the New York Employee Benefits Conference and treasurer of Victor Boys Youth Lacrosse.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
OH
03/15/2004 - 03/01/2006
L.M. KOHN & COMPANY (CINCINNATI OH)
NY
10/21/1999 - 01/12/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
11/15/1996 - 12/03/1997
PAYCHEX SECURITIES CORPORATION (ROCHESTER NY)
IA
Issued 07/29/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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