Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Morgan is a registered representative with Cetera Investment Advisers LLC, a financial services firm. Charles has been in the financial services industry since 1999. Charles is registered in 17 states and has passed the Series 63, Series 66, and Series 24 exams. Charles specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. Charles has a variety of experience, including working for Securities America, Inc. and Raymond James Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
12/15/2022 - Present
Cetera Investment Advisers LLC (LEBANON NH)
NH
02/28/2003 - 12/15/2022
SECURITIES AMERICA, INC. (LEBANON NH)
FL
01/06/1999 - 03/13/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BOTH
Issued 12/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/5/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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