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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles J Freeman is an investment advisor representative with Morgan Stanley and has been in the financial services industry since 2005. Charles has a wide range of experience across various sectors, including investments, banking, and wealth management. Charles J Freeman is currently registered with FINRA and is licensed to provide investment advice in over 50 states. Charles is also a registered representative with Morgan Stanley, where he has held various roles. Charles J Freeman's expertise in the financial services industry is complemented by his qualifications, including passing several FINRA exams. These exams include the Series 7, Series 9, Series 10, Series 31, and the Series 79TO. Charles is committed to providing his clients with personalized investment strategies and financial planning services that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
10/30/2020 - Present
Wealthpenn.comllc (Boca Raton FL)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/19/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
CT
02/21/2005 - 07/13/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
BOTH
Issued 4/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/10/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/9/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/15/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 2/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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