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Charles Fredrick Klein

Lion Street Financial, LLC

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About Charles Fredrick Klein

Charles Klein is a financial advisor currently affiliated with Lion Street Financial, LLC in Yardley, PA. Charles has been in the financial services industry since July 5, 1998. Charles Klein is a registered representative of FINRA, a registered investment advisor, and holds the following securities licenses: Series 6, Series 63, and SIE. Charles Klein previously worked with firms including: Woodbury Financial Services, Inc., The Leaders Group, Inc., 1717 Capital Management Company, C.J.M. Planning Corp., The Investment Center, Inc., and CPA Advisors Network, Inc.

Firm Information

Charles Klein is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Klein’s Registration & Firm History

PA

08/16/2016 - Present

Lion Street Financial, LLC (Yardley PA)

PA

04/05/2010 - 08/23/2016

WOODBURY FINANCIAL SERVICES, INC. (SOUTHAMPTON PA)

CO

01/11/2007 - 10/15/2009

THE LEADERS GROUP, INC. (LITTLETON CO)

PA

12/03/2004 - 01/10/2007

1717 CAPITAL MANAGEMENT COMPANY (HUNTINGDON VALLEY PA)

NJ

12/23/1999 - 12/03/2004

C. J. M. PLANNING CORP. (POMPTON LAKES NJ)

NJ

01/05/1999 - 12/14/1999

THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)

RI

01/08/1998 - 01/04/1999

CPA ADVISORS NETWORK, INC. (PROVIDENCE RI)

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Licenses & Designations

BC

Issued 01/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Fredrick Klein.
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