Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Rolph is a financial professional with over 20 years of experience in the financial services industry. Charles has held various positions at a number of firms, including Transamerica Financial Advisors, Inc., American Fidelity Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Intersecurities, Inc., Jefferson Pilot Securities Corporation, Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, Southmark Financial Services, Inc. and JNL Equity Corp. Charles is currently registered with Nationwide Investment Services Corp. in Columbus, Ohio. Charles holds the Series 7, Series 24 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
12/14/2010 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
IN
04/29/2010 - 11/03/2010
TRANSAMERICA FINANCIAL ADVISORS, INC (CARMEL IN)
OK
08/08/2007 - 04/29/2010
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
MI
01/11/2005 - 11/17/2006
METLIFE SECURITIES INC. (GRAND RAPIDS MI)
MI
01/11/2005 - 11/17/2006
METROPOLITAN LIFE INSURANCE COMPANY (GRAND RAPIDS MI)
FL
08/13/2002 - 06/19/2003
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IN
11/07/2001 - 08/15/2002
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NA
11/19/1989 - 02/21/1991
ROYAL ALLIANCE ASSOCIATES, INC.
NA
08/25/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
09/05/1984 - 05/24/1985
SOUTHMARK FINANCIAL SERVICES, INC.
NA
10/20/1982 - 09/06/1984
JNL EQUITY CORP.
BC
Issued 11/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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