Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Frederick Marques is a financial advisor at LPL Financial LLC in WESTON, FL. Charles has over 10 years of experience in the financial services industry. Charles holds a Series 7, Series 66 and SIE license, and is registered in Florida, New Jersey, New York, North Carolina, Ohio, and Utah. Charles previously worked at INVEST FINANCIAL CORPORATION in STUART, FL, CUSO FINANCIAL SERVICES, L.P. in PALM BEACH GARDENS, FL, PRINCOR FINANCIAL SERVICES CORPORATION in MIRAMAR, FL, IFMG SECURITIES, INC. in DEERFIELD BEACH, FL, CITICORP INVESTMENT SERVICES in LONG ISLAND CITY, NY, AMERICAN EXPRESS FINANCIAL ADVISORS INC. in MINNEAPOLIS, MN, and IDS LIFE INSURANCE COMPANY in MINNEAPOLIS, MN. Charles specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and other businesses. Charles is also registered to provide investment advice to charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
07/01/2016 - Present
LPL Financial LLC (WESTON FL)
FL
05/08/2014 - 07/06/2016
INVEST FINANCIAL CORPORATION (STUART FL)
FL
07/24/2013 - 05/05/2014
CUSO FINANCIAL SERVICES, L.P. (PALM BEACH GARDENS FL)
FL
06/17/2013 - 07/26/2013
PRINCOR FINANCIAL SERVICES CORPORATION (MIRAMAR FL)
FL
04/03/2006 - 12/20/2007
IFMG SECURITIES, INC. (DEERFIELD BEACH FL)
NY
08/11/2005 - 10/11/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MN
11/19/2003 - 06/14/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/19/2003 - 06/14/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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