Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Frederick Hemmer II is a financial advisor with over 30 years of experience in the industry. Charles is registered with Wells Fargo Advisors Financial Network, LLC and has been with them since November 2013. Charles has a strong background in investment management and financial planning and holds several licenses including Series 7, Series 9, Series 10, Series 24, Series 31, and Series 63. Charles has also earned the Certified Financial Planner™ and Chartered Financial Consultant designations. Charles is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/08/2013 - Present
Wells Fargo Advisors Financial Network, LLC (PEORIA IL)
IL
08/12/2005 - 11/08/2013
WELLS FARGO ADVISORS, LLC (PEORIA IL)
NY
10/03/1995 - 08/17/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
12/03/1992 - 10/12/1995
COMMERCE BROKERAGE SERVICES, INC. (CLAYTON MO)
IL
12/04/1991 - 12/03/1992
AMCORE INVESTMENT SERVICES, INC (ROCKFORD IL)
WI
09/14/1989 - 01/25/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
MA
02/26/1987 - 09/01/1989
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
02/26/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
12/17/1985 - 12/18/1986
BROOK INVESTMENTS, INC.
IA
Issued 03/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/04/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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