Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Hayley has been a financial professional in the industry since 1998. Charles is currently registered with Fidelity Brokerage Services LLC and is a licensed Principal. Charles is also registered with the states of Kentucky, Massachusetts, Ohio, Texas and Utah. Charles has passed the Series 4, 7, 9, 10, 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
12/13/2006 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
07/16/1998 - 12/07/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 07/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2008
Series 4 - Registered Options Principal Examination
BC
Issued 12/29/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/29/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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