Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Gray has been in the financial industry since May 23, 1987. Charles is currently registered with Silver Oak Securities, Inc. in Tennessee. Charles has been with Silver Oak Securities, Inc. since January 2008. Charles is also a Registered Representative (Series 63) and Investment Advisor Representative (Series 65). In the past, Charles was also registered with AIG FINANCIAL ADVISORS, INC., SUNAMERICA SECURITIES, INC., MORGAN STANLEY DW INC., and JOHN HANCOCK DISTRIBUTORS, INC.. Charles has also passed the Series 3, Series 6, and Series 7 exams. Charles provides financial planning, pension consulting, and selection of other advisers for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
03/03/2008 - Present
Silver OAK Securities, Inc. (Memphis TN)
TN
10/31/2005 - 11/20/2007
AIG FINANCIAL ADVISORS, INC. (MEMPHIS TN)
AZ
04/22/2002 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
04/20/1989 - 03/13/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
02/25/1987 - 06/06/1989
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1991
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Gray is the right advisor for you? Invested Better is here to help.
