Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Francis Xavier Poggi is a Registered Representative and Investment Advisor Representative at Janney Montgomery Scott LLC. Charles has been in the financial services industry since 2013. Charles is registered with FINRA and the state of New Jersey. Charles holds the Series 7, Series 66, and SIE licenses. Charles has prior experience with UBS Financial Services INC. and Edward Jones. Charles has been registered in many states, both for Broker-Dealer and Investment Advisor. Charles currently works in the Hackensack branch office of Janney Montgomery Scott LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NJ
07/01/2021 - Present
Janney Montgomery Scott LLC (HACKENSACK NJ)
NY
05/30/2014 - 01/10/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
MO
07/22/2013 - 10/02/2013
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 09/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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