Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Francis Taylor is a financial professional with over 11 years of experience in the industry. Charles is currently registered with LPL Financial LLC as an Investment Advisor Representative (IAR) in Washington and Texas. Charles has a strong track record of providing financial advice and investment services to individuals and families. Charles has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Charles holds several industry certifications including Series 6, 7, and 66. Charles is committed to providing clients with personalized financial advice and investment strategies that are tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
07/26/2024 - Present
LPL Financial LLC (RENTON WA)
WA
07/25/2022 - 11/30/2023
MML INVESTORS SERVICES, LLC (SEATTLE WA)
WA
12/20/2018 - 07/12/2022
J.P. MORGAN SECURITIES LLC (NEWCASTLE WA)
WA
09/15/2017 - 12/24/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
WA
10/01/2012 - 09/27/2017
J.P. MORGAN SECURITIES LLC (AUBURN WA)
WA
05/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ENUMCLAW WA)
BOTH
Issued 03/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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