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Charles Francis Sovik

Leigh Baldwin & CO., LLC

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About Charles Francis Sovik

Charles Francis Sovik is a financial advisor at Leigh Baldwin & Co., LLC. Charles is a registered investment advisor in New Jersey and New York. Charles has been in the industry since 1989. Charles holds the following securities licenses: Series 6, Series 63, Series 26, Series 99TO and SIE. Charles specializes in financial planning and portfolio management for individuals. Charles also has experience in providing portfolio management services to businesses, charitable organizations and pension and profit-sharing plans.

Firm Information

Charles Sovik is currently registered with Leigh Baldwin & CO., LLC. Leigh Baldwin & CO., LLC is a Limited Liability Company headquartered in Cazenovia, NY, that was formed on January 31, 1995. The firm is registered with the SEC and offers investment advisory services, including financial planning, portfolio management for individuals, and selection of other advisers. The firm has approximately $232,011,373 in regulatory assets under management and serves a diverse clientele, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Leigh Baldwin & CO., LLC

112 ALBANY STREET

CAZENOVIA, NY 13035

$232.01M

Assets Under Management

642

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/referral fees from other ria's

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Charles Sovik’s Registration & Firm History

NY

09/14/2021 - Present

Leigh Baldwin & CO., LLC (CAZENOVIA NY)

NJ

01/27/1995 - 09/28/1995

CYGNET SECURITIES, INC. (WALDWICK NJ)

MA

11/15/1989 - 02/15/1995

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

IA

Issued 06/22/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Francis Sovik.
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