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Charles Francis Nettleship

Foreside Fund Services, LLC

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About Charles Francis Nettleship

Charles Francis Nettleship is an advisor with Foreside Fund Services, LLC based in Boston, Massachusetts. Charles has been in the industry for over 11 years and holds Series 3, 7, and 63 licenses. Charles previously worked with PIMCO INVESTMENTS LLC and STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC.

Firm Information

Charles Nettleship is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Nettleship’s Registration & Firm History

MA

11/16/2022 - Present

Foreside Fund Services, LLC (Boston MA)

NY

03/31/2020 - 10/25/2022

PIMCO INVESTMENTS LLC (NEW YORK NY)

MA

07/27/2011 - 03/31/2020

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (Boston MA)

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Licenses & Designations

BC

Issued 08/11/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2020

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Francis Nettleship.
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