Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Kleinbrook is an experienced financial professional with over 25 years of experience in the industry. Charles is currently registered with Calton & Associates, Inc., a firm with a strong focus on financial planning and portfolio management. Charles has a wide range of experience in the financial services industry, having previously worked with firms such as Dominion Investor Services, Inc., Schmidt Securities, Inc., and The Equitable Life Assurance Society of the United States. Charles is licensed to provide financial advice in several states, including Arizona, Florida, Michigan, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MI
06/30/2023 - Present
Calton & Associates, Inc. (Highland MI)
MI
06/08/1999 - 07/20/2023
DOMINION INVESTOR SERVICES, INC. (HIGHLAND MI)
MI
06/08/1999 - 02/26/2001
SCHMIDT SECURITIES, INC. (SOUTHFIELD MI)
NY
04/17/1997 - 06/10/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
04/16/1997 - 06/10/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
IA
Issued 04/26/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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