Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Francis Hill is a financial advisor with UBS Financial Services Inc. Charles has over 40 years of experience in the financial services industry. Charles is registered with FINRA and is a Series 7, 9, 10 and 63 licensed professional. Charles has been a financial advisor at UBS Financial Services Inc. since June 2006. Prior to that, Charles worked at Dean Witter Reynolds Inc., Shearson Loeb Rhoades Inc., Shearson Hayden Stone Inc. and Hayden Stone Inc. Charles provides a range of financial services, including financial planning, portfolio management, investment advice and securities brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/30/1986 - Present
UBS Financial Services Inc. (BOCA RATON FL)
NA
11/28/1979 - 07/11/1986
DEAN WITTER REYNOLDS INC.
NA
11/22/1977 - 12/21/1979
SHEARSON LOEB RHOADES INC.
NA
11/17/1976 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
11/08/1974 - 11/17/1976
SHEARSON HAYDEN STONE INC.
NA
11/27/1972 - 11/08/1974
HAYDEN STONE INC.
BC
Issued 02/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1972
Series 000 - General Securities Principal Examination
BC
Issued 11/20/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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