Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Baglio is a financial advisor with over 40 years of experience in the industry. Charles is currently registered with Wells Fargo Clearing Services, LLC. Previously, Charles was registered with A. G. Edwards & Sons, Inc., Dean Witter Reynolds Inc., and E. F. Hutton & Company Inc. Charles is a Series 63, 9, 10, 8, 7TO, SIE, 31, and PC licensed individual. Charles is also registered in 12 states as an investment advisor representative. Charles specializes in serving high-net-worth individuals, corporations, and other businesses. Charles also provides financial planning, investment consulting services to institutional clients, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (WALTHAM MA)
MA
12/24/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PEABODY MA)
NY
01/01/1988 - 01/03/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/26/1973 - 01/07/1988
E. F. HUTTON & COMPANY INC
BC
Issued 09/29/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 07/19/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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