Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Folks Carpenter is an Investment Advisor Representative with KKR Capital Markets LLC. Charles has been working in the securities industry since December 2020 and is registered in 53 states. He is a Series 7, 63, 79 and SIE licensed professional. Charles previously worked at Guggenheim Securities, LLC, and is now registered with KKR Capital Markets LLC. Charles works out of the New York, NY branch office of KKR Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/21/2022 - Present
KKR Capital Markets LLC (New York NY)
NY
08/22/2020 - 11/11/2021
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Charles Carpenter is the right advisor for you? Invested Better is here to help.
