Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ferrell Smith is a financial advisor at Voya Financial Advisors, Inc. Charles has been working in the financial services industry since January 4, 1999, and has been registered with the state of West Virginia since January 3, 2011. Charles is also registered with the state of Kentucky, Ohio, North Carolina, Colorado and the state of West Virginia as an Investment Advisor Representative. Charles's previous employers include ING Financial Advisors, LLC and ING Financial Partners, Inc. Charles has a Series 6, Series 63, Series 65 and SIE license. Charles also has a special focus on fixed insurance sales and has worked as an Independent Insurance Agent since June 6, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WV
01/03/2011 - Present
Voya Financial Advisors, Inc. (HUNTINGTON WV)
WV
06/30/2004 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (HUNTINGTON WV)
CT
01/04/1999 - 06/30/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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