Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Famulare is a financial professional with over 2 years of experience in the industry. Charles is currently registered with Mizuho Securities USA LLC, where he has been employed since January 2023. Prior to that, Charles was employed with Credit Suisse Securities (USA) LLC for over two years, from August 2021 to January 2023. Charles is currently registered in New York. Charles has successfully passed the Series 63, Series 7, Series 79 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/19/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/09/2021 - 01/31/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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