Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles F. Zubek is a financial professional with over 13 years of experience in the industry. Charles is currently registered with FHN Financial Securities Corp. in Westlake, Ohio. Previously, Charles was registered with RBC CAPITAL MARKETS, LLC and BMO CAPITAL MARKETS CORP. Charles holds the Series 7, Series 63, and SIE licenses. Charles has experience in several states and is currently registered in Arizona, California, Colorado, Illinois, Indiana, Iowa, Kansas, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, New Mexico, New York, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
10/11/2018 - Present
FHN Financial Securities Corp. (Westlake OH)
IL
02/20/2018 - 08/08/2018
RBC CAPITAL MARKETS, LLC (CHICAGO IL)
IL
04/21/2017 - 02/16/2018
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
NY
04/18/2005 - 05/16/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 06/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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