Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Orngard has been in the financial industry since December 1998. Charles is currently a registered representative with LPL Financial LLC in Ames, IA. Charles has experience with Edward Jones and Morgan Stanley DW Inc. Charles has experience providing financial advice to individuals, high-net-worth individuals, corporations and other businesses, charitable organizations, investment clubs, pension and profit-sharing plans, and state or municipal government entities. Charles's specializations include asset allocation, retirement planning, mutual funds, bonds, equities, and alternative investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
09/16/2013 - Present
LPL Financial LLC (AMES IA)
CO
05/04/2001 - 05/18/2007
EDWARD JONES (CENTENNIAL CO)
NY
12/15/1998 - 05/07/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/02/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 12/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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