Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Jenness has been in the securities industry since December 21, 2000. Charles is currently registered with TP Icap Global Markets Americas LLC and is licensed to conduct business in New York and Texas. Charles has previously worked at Tullett Prebon Financial Services LLC, Greywolf Execution Partners, Inc., MND Partners, Inc., Barclays Capital Inc., Bear Wagner Specialists LLC, and Hunter Specialists, LLC. Charles has passed the SIE, Series 7, Series 21, Series 25, and Series 57 exams. Charles has also passed the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/01/2016 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
07/31/2012 - 02/02/2016
GREYWOLF EXECUTION PARTNERS, INC. (NEW YORK NY)
NY
02/24/2010 - 08/01/2012
MND PARTNERS, INC. (NEW YORK NY)
NY
10/05/2009 - 02/24/2010
GREYWOLF EXECUTION PARTNERS, INC. (NEW YORK NY)
NY
03/23/2009 - 07/14/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/02/2001 - 03/24/2009
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
10/01/2000 - 01/02/2001
HUNTER SPECIALISTS, LLC (NEW YORK NY)
BC
Issued 01/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2018
Series 57 - Securities Trader Exam
BC
Issued 01/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2001
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 02/13/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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