Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Duvall is a financial advisor with Barings Securities LLC. Charles has over 10 years of experience in the financial services industry. He has a broad range of experience and is registered to conduct business in all 50 states. Charles holds the Series 3, 7, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/09/2021 - Present
Barings Securities LLC (CHARLOTTE NC)
GA
07/24/2015 - 08/02/2021
INVESCO DISTRIBUTORS, INC. (ATLANTA GA)
GA
04/16/2012 - 07/20/2015
MORGAN STANLEY (ATLANTA GA)
GA
09/19/2011 - 03/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
BOTH
Issued 10/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2015
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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