Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Curtis is an investment advisor representative at J.P. Morgan Securities LLC. Charles has been working in the financial industry since January 2014. Charles is registered to provide investment advice in 53 states and the District of Columbia. Charles holds the Series 6, 7, and 63 licenses as well as the SIE certification. Charles is a Chartered Financial Analyst and is a member of FINRA. In addition to J.P. Morgan Securities LLC, Charles is also registered with J.P. Morgan Private Wealth Advisors LLC in Massachusetts. Charles has experience working with a variety of clients, including individuals, corporations, high-net-worth individuals, insurance companies, pension and profit-sharing plans, and charitable organizations. Charles specializes in providing financial planning, portfolio management, and selection of other advisors. Charles is committed to providing his clients with personalized service and investment strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
MA
11/20/2023 - Present
J.p. Morgan Securities LLC (BOSTON MA)
MA
01/20/2022 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (BOSTON MA)
CA
05/16/2019 - 01/12/2022
PAYDEN & RYGEL DISTRIBUTORS (LOS ANGELES CA)
MA
12/09/2013 - 04/26/2019
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 09/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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