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Charles Evans Allan

Neuberger Berman BD LLC

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About Charles Evans Allan

Charles Allan is a financial advisor with over 25 years of experience in the industry. Charles Allan currently works with Neuberger Berman BD LLC. Charles Allan is a Registered Representative with the state of New Jersey and New York. In the past, Charles Allan worked with Neuberger & Berman Management Incorporated. Charles Allan has earned the Series 6, 7, 63, and 65 licenses as well as the SIE exam, and holds the Chartered Financial Analyst designation. Charles Allan is also a registered Investment Adviser Representative with the state of New Jersey and New York.

Firm Information

Charles Allan is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Charles Allan’s Registration & Firm History

NY

03/16/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

01/29/1996 - 03/05/1997

NEUBERGER & BERMAN MANAGEMENT INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/21/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/29/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/1996

Series 7 - General Securities Representative Examination

BC

Issued 02/29/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Charles Evans Allan.
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