Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Williams is a financial professional with over 40 years of experience in the financial services industry. Charles has a broad range of experience, including working with individuals, families, businesses, and institutions. Charles is currently registered with Osaic Wealth, Inc. and holds several licenses, including Series 6, 7, 24, 27, 63, 65, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
10/11/2024 - Present
Osaic Wealth, Inc. (INDIANAPOLIS IN)
IN
01/04/2000 - 12/31/2018
QUESTAR CAPITAL CORPORATION (WESTFIELD IN)
AZ
06/18/1989 - 12/31/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
11/05/1986 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
04/02/1981 - 02/10/1988
PEBSCO SECURITIES CORP.
IA
Issued 08/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/06/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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