Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Eugene Roe is a financial professional with over 30 years of experience in the financial services industry. Charles is currently registered with Kestra Investment Services, LLC and Kestra Advisory Services, LLC. Prior to joining Kestra, Charles was associated with Securian Financial Services, Inc. Charles offers a variety of financial services, including investment advisory services, financial planning, portfolio management, and insurance. Charles holds the Series 6, 7, 22, 24, 63 and 65 licenses, as well as the SIE exam. Charles also holds the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/01/2019 - Present
Kestra Advisory Services, LLC (San Antonio TX)
TX
04/26/1994 - 08/01/2019
SECURIAN FINANCIAL SERVICES, INC. (SAN ANTONIO TX)
NA
01/14/1988 - 05/06/1994
G. R. PHELPS & CO., INC.
NA
05/12/1987 - 12/24/1987
LOWRY FINANCIAL SERVICES CORPORATION
IA
Issued 04/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/11/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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