Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Eugene Mintz is a financial advisor at Raymond James & Associates, Inc., where Mintz has been registered since May 2021. Mintz has over 40 years of experience in the financial services industry. Before joining Raymond James & Associates, Inc., Mintz was a financial advisor at Truist Investment Services, Inc. and BB&T Securities, LLC. Mintz has a wide range of experience in financial planning, portfolio management, and other investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/20/2021 - Present
Raymond James & Associates, Inc. (Wilmington NC)
NC
02/17/2021 - 05/20/2021
TRUIST INVESTMENT SERVICES, INC. (WILMINGTON NC)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
05/05/1999 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (WILMINGTON NC)
VA
08/01/1990 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NA
01/24/1986 - 08/22/1990
FOX, GRAHAM & MINTZ SECURITIES, INC.
NA
05/18/1981 - 11/07/1985
WHEAT, FIRST SECURITIES, INC.
BC
Issued 05/29/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/14/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/14/1985
Series 4 - Registered Options Principal Examination
BC
Issued 11/07/1985
Series 24 - General Securities Principal Examination
BC
Issued 06/30/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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