Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ernest Woods is a financial professional with over 29 years of experience in the financial services industry. Charles has held a variety of roles at firms such as Fidelity Investments Institutional Services Company, Inc. and State Street Global Markets, LLC, prior to joining Fidelity Distributors Co. LLC. Charles is a Series 7, Series 9, Series 10, Series 24, Series 51, and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
09/11/2015 - Present
Fidelity Distributors Co. LLC (MERRIMACK NH)
MA
03/13/2007 - 04/27/2015
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
01/29/2001 - 03/13/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
RI
01/01/1994 - 01/29/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 08/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/05/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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