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Charles Ernest Newton

Commerce Street Capital, LLC

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About Charles Ernest Newton

Charles Newton has been in the financial services industry since November 20, 1979. He is currently registered with Commerce Street Capital, LLC in Dallas, Texas. Charles' previous experience includes roles with Raymond James Financial Services, Inc., BOSC, Inc., James Baker & Associates, A Limited Partnership, Community BancBrokerage Corporation, James Baker & Company, Finser Investment Company, Investment Securities of Oklahoma, Inc., and Woolsey & Company, Incorporated. Charles holds the Series 7, 24, and 63 securities licenses as well as the SIE exam.

Firm Information

Charles Newton is currently registered with Commerce Street Capital, LLC. Commerce Street Capital, LLC is a Limited Liability Company formed in 2007 and approved in 52 states and the SEC. It is a registered investment advisor offering investment services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Newton’s Registration & Firm History

TX

05/21/2013 - Present

Commerce Street Capital, LLC (DALLAS TX)

OK

01/03/2007 - 05/05/2010

RAYMOND JAMES FINANCIAL SERVICES, INC. (OKLAHOMA CITY OK)

OK

09/22/2000 - 12/15/2006

BOSC, INC. (OKLAHOMA CITY OK)

OK

01/04/1991 - 09/29/2000

JAMES BAKER & ASSOCIATES, A LIMITED PARTNERSHIP (OKLAHOMA CITY OK)

NA

07/17/1989 - 01/10/1991

COMMUNITY BANCBROKERAGE CORPORATION

OK

07/31/1989 - 10/11/1989

JAMES BAKER & COMPANY (OKLAHOMA CITY OK)

NA

01/15/1987 - 11/22/1988

FINSER INVESTMENT COMPANY

NA

05/18/1979 - 01/13/1987

INVESTMENT SECURITIES OF OKLAHOMA, INC.

NA

02/06/1976 - 04/29/1979

WOOLSEY & COMPANY, INCORPORATED

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Licenses & Designations

BC

Issued 05/28/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/1986

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Ernest Newton.
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