Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Lefort is a financial professional with over 40 years of experience in the industry. Charles is currently registered with Level Four Financial, LLC, and is licensed to provide securities and investment advice in North Carolina, South Carolina and Texas. Charles is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals. Charles has held previous positions with a number of other financial institutions, including MID-ATLANTIC SECURITIES, INC., DAVENPORT & COMPANY LLC, WACHOVIA SECURITIES, INC., WACHOVIA BROKERAGE SERVICE, SMITH BARNEY SHEARSON INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/16/2022 - Present
Level Four Financial, LLC (RALEIGH NC)
NC
03/26/2010 - 10/31/2022
MID-ATLANTIC SECURITIES, INC. (RALEIGH NC)
NC
02/14/2000 - 03/26/2010
DAVENPORT & COMPANY LLC (RALEIGH NC)
NC
02/14/2000 - 03/10/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
04/08/1994 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NY
07/31/1993 - 03/08/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/19/1976 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
10/12/1970 - 12/18/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 09/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/1994
Series 24 - General Securities Principal Examination
BC
Issued 07/11/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 09/02/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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