Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ernest Gualano is a financial advisor at Raymond James & Associates, Inc. Charles has over 25 years of experience in the financial services industry. Charles holds licenses to provide financial services in several states including Mississippi, Texas, Florida, Georgia, Louisiana, Alabama, Arkansas, Missouri, North Carolina and Tennessee. Charles is a Registered Representative with FINRA and a Registered Investment Advisor. Charles has a strong commitment to providing personalized financial advice to individuals, families, and businesses. Charles is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
07/15/2024 - Present
Raymond James & Associates, Inc. (Brandon MS)
MS
07/05/2011 - 07/30/2024
LPL FINANCIAL LLC (BRANDON MS)
MS
02/28/2006 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (BRANDON MS)
MS
02/02/1998 - 02/28/2006
TRUSTMARK SECURITIES, INC. (JACKSON MS)
BOTH
Issued 02/02/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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