Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Eric Williams is a financial advisor registered with Capstone Partners. Charles has been in the industry since 2001 and has experience in a variety of financial services. Charles has passed Series 7, 24, 63, 79TO, and SIE examinations. Charles is registered in Massachusetts. Charles has previous employment with MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., and CITIGROUP GENEVA CAPITAL STRATEGIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/21/2010 - Present
Capstone Partners (Wayne PA)
PA
06/01/2009 - 10/11/2010
MORGAN STANLEY SMITH BARNEY (PHILADELPHIA PA)
PA
12/19/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
PA
01/22/2001 - 03/03/2006
CITIGROUP GENEVA CAPITAL STRATEGIES INC. (PHILADELPHIA PA)
BC
Issued 12/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Williams is the right advisor for you? Invested Better is here to help.
